On 7 December 2017, Slovenian cryptocurrency exchange Nicehash reported that hackers had stolen over $70M using a hijacked company pc. An index that becomes a slender-based security index solely because it was a slim-primarily based safety index for more than 45 enterprise days over 3 consecutive calendar months pursuant to paragraph (b) of this section shall not be a narrow-based mostly safety index for the following 3 calendar months. 1a(25)) for the first 30 days of trading, if: (1) such index wouldn't have been a slender-based safety index on each trading day of the preceding 6 full calendar months with respect to a date no earlier than 30 days previous to the graduation of buying and selling of such contract; (2) on each trading day of the previous 6 full calendar months with respect to a date no earlier than 30 days previous to the commencement of buying and selling such contract: (i) such index had greater than 9 component securities; (ii) no element safety in such index comprised greater than 30 p.c of the index's weighting; (iii) the 5 highest weighted element securities in such index didn't comprise, within the aggregate, more than 60 p.c of the index's weighting; and (iv) the dollar worth of the trading volume of the lowest weighted 25% of such index was not lower than $50 million (or within the case of an index with 15 or extra part securities, $30 million); or (3) on each buying and selling day of the 6 full calendar months preceding a date no earlier than 30 days previous to the graduation of buying and selling such contract: (i) such index had at the very least 9 element securities; (ii) no part security in such index comprised greater than 30 percent of the index's weighting; and (iii) every part safety in such index was: (A) registered pursuant to Section 12 of the Securities Exchange Act of 1934 (15 U.S.C.

2. Sections 240.3a55-1 through 240.3a55-3 are added to read as follows: § 240.3a55-1 Method for determining market capitalization and my review here greenback worth of average each day buying and selling volume; software of the definition of narrow-based safety index. 1 All references to the CEA are to 7 U.S.C. 10) Reported transaction means: (i) With respect to securities transactions in the United States, any transaction for which a transaction report is collected, processed, and made accessible pursuant to an efficient transaction reporting plan, or for which a transaction report, last sale data, or quotation information is disseminated through an automatic quotation system as described in Section 3(a)(51)(A)(ii) of the Securities Exchange Act of 1934 (15 U.S.C. 10) Reported transaction means: (i) With respect to securities transactions within the United States, any transaction for which a transaction report is collected, processed, and made accessible pursuant to an effective transaction reporting plan, or for which a transaction report, final sale data, or quotation info is disseminated by an automatic citation system as described in Section 3(a)(51)(A)(ii) of the Act (15 U.S.C. 78) or was a depositary share representing a security registered pursuant to Section 12 of the Securities Exchange Act of 1934; (B) 1 of 750 securities with the largest market capitalization that day; and (C) 1 of 675 securities with the largest greenback value of buying and selling volume that day.

6) Market capitalization of a safety on a selected day: (i) If the security will not be a depositary share, is the product of: (A) The closing price of such safety on that same day; and (B) The variety of excellent shares of such safety on that very same day. If the safety is a depositary share, is the product of: (A) The closing price of the depositary share on that very same day divided by the number of deposited securities represented by such depositary share; and (B) The number of excellent shares of the safety represented by the depositary share on that same day. 6 full calendar months, and to divide this sum by the whole variety of such trading days. Transition period for indexes that cease being slim-primarily based security indexes for greater than forty-5 days. § 41.12 Indexes underlying futures contracts buying and selling for fewer than 30 days. An index that is a narrow-based safety index that becomes a broad-primarily based safety index for not more than 45 enterprise days over 3 consecutive calendar months shall be a slim-primarily based safety index. A chosen contract market or registered derivatives transaction execution facility that trades a security index or safety futures product shall maintain in accordance with the requirements of § 1.31 books and records of all activities associated to the buying and selling of such merchandise, including: Records associated to any dedication under subpart B of this part whether or not a futures contract on a security index is a narrow-based safety index or a broad-based safety index.

An index on which a contract of sale for future delivery is trading on a designated contract market, registered derivatives transaction execution facility, or foreign board of trade will not be a narrow-based security index beneath Section 3(a)(55) of the Act (15 U.S.C. An index on which a contract of sale for future delivery is trading on a designated contract market, registered derivatives transaction execution facility, or international board of trade is not a narrow-based mostly safety index below Section 1a(25) of the Act (7 U.S.C. Which means that a overseas board of trade can look to the same standards to find out whether a security index is broad-based as a designated contract market or registered DTEF. 3) Lowest weighted 25% of an index has the identical meaning as in § 240.3a55-1(d)(5). (4) Preceding 6 full calendar months has the identical meaning as in § 240.3a55-1(d)(8). (5) Reported transaction has the same meaning as in § 240.3a55-1(d)(10). § 240.3a55-3 Futures contracts on security indexes trading on or subject to the rules of a overseas board of commerce. Definitions. For functions of this section: (1) Market capitalization has the identical meaning as in §240.3a55-1(d)(6). 5) Reported transaction has the same meaning as in § 41.11(d)(10) of this chapter.